GDPR Controls List

The GDPR sets rules for how personal data of people in the European Union is collected, used, shared and protected. It applies by place of the individual as well as by place of the organisation. This list gathers the obligations a controller or processor most often has to show, by article.

Free account needed to download. You come straight back to the file.

Who it is for. Organisations in the EU, and organisations elsewhere, including Indian exporters and service providers, that offer goods or services to people in the EU or monitor their behaviour.

What this list covers. Regulation (EU) 2016/679, the main controller and processor obligations by article: 27 obligations. Each has a reference, a heading and a sentence in plain English.

Read it here, download it when you want it. The download is a CSV that opens in Excel or Google Sheets, with blank columns for whether each item applies to you, its status, owner and evidence, so you can use it as a working tracker.

Principles and lawfulness. Rules for using personal data

RefControlWhat it asks for
Art. 5PrinciplesUse personal data lawfully, fairly and transparently, for stated purposes, in the least amount needed, accurately, for no longer than necessary and securely.
Art. 6Lawful basisHave and record one of the six lawful bases before you process personal data.
Art. 7Conditions for consentWhere you rely on consent, make it freely given, specific, informed, unambiguous and easy to withdraw, and be able to prove it.
Art. 8Children's consentGet parental authorisation for online services offered directly to children below the applicable age.
Art. 9Special category dataDo not process health, biometric, political, religious or similar data unless a specific condition applies.

Rights of individuals. What people can ask of you

RefControlWhat it asks for
Art. 12Transparent communicationAnswer requests in plain language, free of charge in most cases, within one month.
Art. 13-14Privacy informationTell people who you are, why you use their data, on what basis, who gets it and how long you keep it.
Art. 15Right of accessGive people a copy of their data and information about how it is used.
Art. 16Right to rectificationCorrect inaccurate data and complete incomplete data on request.
Art. 17Right to erasureDelete data when the person asks and one of the listed grounds applies.
Art. 18Right to restrictionPause use of data while accuracy or an objection is being resolved, or when use is unlawful.
Art. 20Right to data portabilityProvide data in a structured, common, machine-readable format when processing is by consent or contract and automated.
Art. 21Right to objectStop processing based on legitimate interests or public interest, and stop direct marketing at once, when asked.
Art. 22Automated decisionsDo not take solely automated decisions with legal or similar effect unless allowed, and give a route to human review.

Controller and processor duties. Accountability

RefControlWhat it asks for
Art. 24Responsibility of the controllerPut in place technical and organisational measures, and be able to show that processing meets the law.
Art. 25Data protection by design and by defaultBuild privacy into systems and processes, and set defaults to the least data and the narrowest sharing.
Art. 26Joint controllersAgree in a transparent way who does what when you decide purposes and means together.
Art. 28ProcessorsUse only processors that give guarantees, and bind them with a written contract on the matters the article lists.
Art. 30Records of processingKeep a written record of processing activities and make it available to the authority on request.
Art. 32Security of processingApply measures appropriate to the risk, such as encryption, resilience, recovery and regular testing.

Breach, risk and oversight. Detecting and managing harm

RefControlWhat it asks for
Art. 33Breach notification to the authorityNotify the supervisory authority within 72 hours of becoming aware of a reportable breach.
Art. 34Breach communication to individualsTell affected people without undue delay when a breach is likely to put them at high risk.
Art. 35Data protection impact assessmentAssess risks to individuals before high-risk processing, and record how you will reduce them.
Art. 36Prior consultationConsult the authority when an impact assessment shows high risk you cannot mitigate.
Art. 37-39Data protection officerAppoint a DPO where required, give them independence and resources, and publish their contact details.

International transfers. Sending data abroad

RefControlWhat it asks for
Art. 44-46Transfers outside the EEATransfer personal data to another country only on an adequacy decision or with safeguards, such as standard contractual clauses.
Art. 49DerogationsRely on the narrow exceptions for specific situations only when no other transfer route is available.
Download GDPR controls listFree account needed. You come straight back to the file.
A summary, not the source. The references and short headings identify each item. The wording beside them is our own summary and is not a quotation, a legal opinion or advice. Check the published source for the exact requirement. We help organisations with this: see our GDPR service.

Questions people ask

Does the GDPR apply to an Indian company?

It can. If you offer goods or services to people in the EU, or monitor their behaviour there, the GDPR applies even though you are not established in the EU. Many Indian IT and BPO providers are processors under it.

How long do we have to report a personal data breach?

72 hours from becoming aware, to the supervisory authority, unless the breach is unlikely to result in a risk to individuals. Affected people must be told without undue delay if the risk is high.

Is this a complete list of GDPR requirements?

No. It lists the main duties by article so you can plan and track. The regulation and guidance from the European Data Protection Board are the authority.

Is ISO 27001 enough for the GDPR?

No. ISO 27001 helps with the security article, but the GDPR also covers lawful basis, rights, transfers and records. ISO 27701 extends ISO 27001 for privacy.

Read next

Other controls lists